Reviewed in January 2025
RF Advisors Limited offers a wide array of financial products and services to a diverse clientele. This diversity may occasionally lead to situations where a client’s interests conflict with those of RF Advisors Limited or other clients. This summary outlines our internal Conflicts of Interest
(COI) Policy.
COI Identification
Conflicts of interest may arise in situations where:
- RF Advisors Limited / Client Conflict: Our interests differ from or compete with those
of a client. - Client / Client Conflict: One client’s interests differ from or compete with those of
another client. - Employee / Client Conflict: An employee’s personal or business interests differ from or
compete with those of a client.
Employees are required to identify and report any potential or actual conflicts to ensure appropriate measures are taken.
COI Management
To manage and mitigate conflicts of interest, we may implement various controls, including:
- Procedures to prevent or control the exchange of information.
- Physical and procedural information barriers.
- Segregation of supervisory and reporting lines.
- Appropriate remuneration structures.
- Obtaining client consent or waivers when necessary.
In cases where a conflict cannot be adequately managed, we may decline to act on behalf of a client.
Client Disclosure
In accordance with applicable laws and regulations, we may disclose the existence of a conflict of interest when required. While client disclosure is considered a management control, we do not rely solely on disclosures to manage conflicts.
Annual Review and Governance
Our COI Policy undergoes an annual review to ensure its effectiveness. We have established a governance structure to oversee and, when necessary, escalate conflict of interest risks to the appropriate bodies.
For more information, please contact us at info@rfadvisorslimited.com.
